An intensive professional development training course on

Regulatory and Compliance
in Fintech and Blockchain

06-10 May 2024
London - UK
12-16 Aug 2024
Barcelona - Spain
02-06 Dec 2024
London - UK
20-24 Jan 2025
Dubai - UAE
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Why Choose this Training Course?

Welcome to the "Regulatory and Compliance in Fintech and Blockchain" training course. This training course is designed to provide participants with a comprehensive understanding of the legal and regulatory framework surrounding financial technology (Fintech) and blockchain industries. In an ever-evolving landscape, understanding compliance is crucial for professionals and organizations operating in these sectors.

What are the Goals?

By the end of this training course, participants will be able to: 

  • Understand the regulatory environment governing Fintech and blockchain technologies worldwide
  • Learn about compliance requirements and best practices for Fintech and blockchain businesses
  • Explore techniques for assessing and mitigating regulatory risks
  • Understand the legal aspects of smart contracts and their enforceability
  • Comprehend data privacy regulations and their implications for Fintech and blockchain applications
  • Analyze real-world compliance challenges and solutions in Fintech and blockchain industries

Who is this Training Course for?

This AZTech training course is suitable to a wide range of professionals but will greatly benefit:

  • Compliance Officers and Legal Professionals
  • Fintech and Blockchain Entrepreneurs
  • Financial Services Professionals
  • Regulators and Policymakers
  • Risk Managers
  • Anyone Interested in Fintech and Blockchain

How will this Training Course be Presented?

This AZTech training course will utilize a variety of proven adult learning techniques to ensure maximum understanding, comprehension and retention of the information presented. The facilitator will provide interactive presentation that incorporates slides, videos, group discussion, and practical exercises to examine all aspects of the topic.

The Course Content

Day One: Introduction to Regulatory and Compliance Frameworks
  • Overview of Fintech and Blockchain Regulation
  • Global Regulatory Trends
  • Compliance Challenges and Opportunities
Day Two: Compliance Best Practices
  • Compliance Requirements and Guidelines
  • Anti-Money Laundering (AML) and Know Your Customer (KYC) Regulations
  • Regulatory Reporting and Record-Keeping
Day Three: Risk Assessment and Mitigation
  • Regulatory Risk Assessment Techniques
  • Managing Compliance Risks
  • Case Studies in Regulatory Failures
Day Four: Legal Aspects of Blockchain and Smart Contracts
  • Legal Framework for Smart Contracts
  • Contract Enforceability and Dispute Resolution
  • Intellectual Property and Blockchain
Day Five: Data Privacy and Security Compliance
  • Data Protection Regulations (e.g., GDPR)
  • Privacy Challenges in Fintech and Blockchain
  • Emerging Regulatory Trends
  • Course Conclusion and Certificates

The Certificate

  • AZTech Certificate of Completion for delegates who attend and complete the training course

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