An intensive professional development training course on
Compliance Essentials
Building a Culture of Compliance: Principles, Policies, and Best Practices
Why Choose Compliance Essentials Training Course?
This Compliance Essentials training course is designed to provide you with the necessary knowledge about the key areas of compliance and how to structure or review an effective compliance program in an organization.
Maintaining an effective compliance program is key to assure that your organization is operating according to the laws, regulations, industry standards and ethical standards. This way, it mitigates risks, increases efficiency, safeguards its reputation, develops trust among the stakeholders and protects the interests of the shareholders.
This Compliance Essentials training course will enable you with the skills and tools to design and implement a compliance program within a risk-based approach, suitable to the reality of your company and the risks it may face.
What are the Goals?
By the end of this Compliance Essentials training course, you will be able to:
- Understand the main concepts of Compliance
- Understand the main roles and responsibilities of the Compliance function within an organization
- Understand the main areas of Compliance and their characteristics
- Identify key Compliance risks
- Structure an effective Compliance Program, within a risk-based approach
Who is this Training Course for?
This training course is suitable to a wide range of professionals but will greatly benefit:
- Executives and board members who wish to be familiarized with Compliance management
- Internal Auditors
- Newly appointed compliance professionals
- Governance professionals
- Risk managers
- GRC professionals who intend to have a broader knowledge on Compliance
- Legal professionals
- Company secretaries
- IT professionals dealing with Compliance
How will this Training Course be Presented?
Participants to this Compliance Essentials training course will receive an overview of Compliance applied to the corporate environment and will engage in case studies, group live instruction, presentation and discussion of examples based on real-life cases, with ongoing discussion and interactive participation being constantly encouraged.
The Course Content
- Definition and Importance of Compliance
- Timeline – Important Milestones
- The Role of Compliance in an Organization
- Regulatory Compliance
- The Role of Conventions and ‘Soft Laws’
- Fraud
- Ethics
- Risk Management
- Risk Appetite
- Risk Identification
- Risk Assessment
- Risk Mapping
- Mitigating Strategies
- Monitoring and Reporting
- Risk Classes
- Anti-Bribery and Corruption Compliance
- Anti-Money Laundering Compliance
- Counter-Terrorism Financing Compliance
- Sanctions
- Antitrust / Competition Law Compliance
- Environmental, Social and Governance
- Data Privacy and Information Security
- Compliance Frameworks
- Commitment by the Board and Senior Management
- Program Design
- Risk Identification and Assessment
- Compliance Structure – Autonomy and Resources
- Code of Conduct, Policies and Procedures
- Training
- Communication
- Whistleblowing
- Investigations
- Third-Party Due Diligence and Management
- Auditing and Monitoring
- Metrics and Key Performance Indicators
- Compliance Culture
Certificate and Accreditation
- AZTech Certificate of Completion for delegates who attend and complete the training course
Do you want to learn more about this course?
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Available Sessions
Frequently Asked Questions
There are several convenient ways to register for our training programs:
- Online: Explore our training calendar, choose the course that suits your needs, and click the “Register Now” button on the course details page.
- Email: Share your details, including your name, organization, email address, and selected course, by sending an email to info@aztechtraining.com
- Phone: Reach out to us directly at +971 4 427 5400 or +971 4 427 5407, and our team will guide you through the registration process.
Once your registration is successfully completed, you will receive a confirmation email within 24 hours. This email will contain your registration details, invoice, and the necessary joining instructions for the course.
Our training programs are hosted at luxurious five-star hotels in prestigious destinations across the globe. Some of our popular locations include Dubai, London, Kuala Lumpur, Amsterdam, New York, Paris, Vienna, and many other iconic cities.
Yes, we offer tailored corporate training solutions to meet your organization's specific needs. Please contact us at info@aztechtraining.com or call +971 4 427 5400 for more information.
